Due Diligence

We discussed dynamic allocation, balanced and interest rates.

Attendees: Daniel Romero and Greg Tobey

Location: Reunion Kitchen & Drink

Time: 1:15pm

Estimated Cost: $60

Jackson National – Tony DiBacco

Topics covered :

1. Jackson Rila market link pro 3. Up to #2 top seller at lpl. I’ll tell you why
2. Jackson advisory Rila. # 1 advisory selling at lpl. What makes this work!
3. Jackson Income Assurance – new income fia now available at lpl.
4.   Jackson Va. 41% market share at lpl in 2025. top income riders that work best.
5.  Non qualified stretch opportunities- review of topic and why I’m seeing so much of these lately.

Attendees: Dan Romero & Greg Tobey

Location: Yorba Linda Country Club Grill Room

Estimated Cost: $60.00

CIMA, AQR Capital Management – Philip Hux

Discussion:

AQR handles a broad range of quantitative, factor‑driven investment strategies across both traditional and alternative asset classes. We discussed their management style which includes equities, long‑short equity, global macro, managed futures, style premia, multi‑asset, commodities, and arbitrage strategies.

Attendees: Dan Romero and Greg Tobey

Location: Zov’s Bistro in Tustin

Time: 1:15pm

Cost: $60

We discussed California Muni bonds, National Muni bonds, Large cap Value and options contracts based ETF.

Attendees: Dan Romero, Greg Tobey

Location: Baran Mediterranean

Time: 1:15pm

Cost: $60

We discussed Buffered ETFs, Long/Short, Growth, fixed income and the economy.

Attendees: Greg Tobey and Dan Romero
Location: El Matatan
Time: 1:15pm
Estimated Cost: $80

Met with:

Lauren Semeniuta, CFA, CPA, CPWA® and Bob Parise

We discussed Buffered ETFs, Market Neutral, and Alternative Credit

Attendees: Greg Tobey and Dan Romero
Location: King’s Fish House
Time: 1:15pm
Estimated Cost: $80

Met with:

jason Van Dusen

We discussed fixed income and credit.

Attendees: Greg Tobey and Dan Romero
Location:Reunion
Time: 1:15pm
Estimated Cost: $60

Met with:

Keith McDonald

We discussed the non tax exempt municipal bonds, Strategic Income and Growth stocks.

Attendees: Greg Tobey and Dan Romero
Location: El Matatan
Time: 1:15pm
Estimated Cost: $60

Met with:

Joe Sunwoo

We discussed the private credit markets, short term municipal bonds and US Growth investing.

Attendees: Greg Tobey and Dan Romero
Location: Reunion
Time: 1:15pm
Estimated Cost: $60

Met with:

Krist Krikorian

401k platform, defined benefit, taxes

Attendees: Jason Martinez, Greg Tobey and Dan Romero
Location: Kings’s Fish House
Time: 1:15pm
Estimated Cost: $100