Daniel S. Romero, CFP®
LPL Registered Representative
Daniel Romero has been in the financial services industry since 1996; private practice since 1998. Daniel proudly holds the certificate of CFP®. CERTIFIED FINANCIAL PLANNER™ certificants are individuals who have met CFP Board’s education, examination and experience requirements, have agreed to adhere to high standards of ethical conduct and who complete CFP Board’s biennial certification requirements, including continuing education. He is our primary professional for financial planning and asset management.
Mr. Romero graduated from the University of California, in Los Angeles. He is also a member of the Society of Financial Service Professionals. Daniel is a registered representative and holds the Series 7, 63, and 65 securities registrations with LPL Financial LLC. Daniel is a licensed Life, Health, Variable Annuity and Long Term Care insurance agent.
Education & Designations
University of California, Los Angeles
Certified Financial Planner Board of Standards
Certified Financial Planner (CFP®) Certificate
Branch Operations Officer
Johnna is a California native who graduated from Loara High School in 1989. She holds the series 7, 63 and 65 registrations through LPL Financial. She also has a California insurance license. She has been in the industry for about 18 years and has worked at H&R Block Financial Advisors and Morgan Stanley. She has been with Romero Wealth Management since 2008. Johnna is the Branch Operations Manager and heads up the operations team. Her main goal is to make sure all aspects of the company’s operations run smoothly from day to day. In her spare time she likes to go to Disneyland, upgrade her townhome and spend time with family.
Johnna is a registered assistant with LPL Financial.
Branch Research Coordinator
Greg Tobey joined Romero Wealth Management in 2016. He brings over twenty-three years of financial services industry experience, having worked nine years as an independent financial advisor. Prior to joining our team Greg worked as an OSJ supervisor for the AIG Advisor Group, where he was responsible for providing regulatory oversight to over 300 independent financial advisors throughout the western regional US.
As Branch Research Coordinator his responsibilities include client servicing, data research, and portfolio management. He maintains continuous contact with the LPL sponsors with whom we invest, and routinely monitors our model portfolios and mutual fund managers. Other responsibilities include developing asset allocation models, cash management, and periodically rebalancing of client portfolios to conform to stated investment objectives.
Greg also works closely with CEO Dan Romero to assist in evaluating client goals and objectives, financial planning, and implementing portfolio investment strategies.
Greg holds FINRA licenses 4, 7, 24, 63 and 65 registrations through LPL Financial.
Lead Client Service Associate
As our Lead Client Service Associate, Christie Dengler has an extensive background in administrative support in the financial industry for the last 15 years. She is the contact for depositing and withdrawing funds, opening new accounts, and customer service. She is a Southern California native and enjoys nature photography, travel, and crafting.
Client Services Associate
With over 20 years of customer service experience, Heather Alvarado, joined our team as a Client Services Associate 6 years ago. She is the first face you see when you come to our office and her ability to show clients how important they are to our business is exceptional. Her friendly and helpful personality ensures that our clients have a great experience here at Romero Wealth Management. She was born and raised in Southern California and is married with 2 beautiful daughters. She loves spending time with her family and going to the lake to relax.
Client Services Associate
Elisa grew up in Orange California. She attended Santiago Canyon College where received her A.A. in Business Administration. She has been working for Romero Wealth Management for over 2 years. Her goal is to assist clients and ensure their needs are met. In her spare time she likes to spend time with her family and enjoys reading.
LPL Registered Administrative Assistant
Andrew has been involved in the financial industry for over 15 years – 12 of them as a licensed financial advisor. He has worked in various firms in San Diego as a Financial Advisor and Client Associate, including Merrill Lynch and Union Bank. Before his financial career, he worked marketing several industries, including healthcare, aviation and banking.
Romero Wealth Management, Inc.
2582 N. Santiago Blvd, Suite A
Orange, CA 92867 (map it)
Phone: 714 547-8787
Fax: 714 547-8080
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