Due Diligence

Met with:

Krist Krikorian

401k platform, defined benefit, taxes

Attendees: Jason Martinez, Greg Tobey and Dan Romero
Location: Kings’s Fish House
Time: 1:15pm
Estimated Cost: $100

Met with:

Tegan Call

Discussed balanced investments, equity positions and fixed income..

Attendees: Greg Tobey and Dan Romero
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $60

Met with:

Antonio Lokossou, CIMA^®

We discussed fixed income, low duration and equity investments.

Attendees: Greg Tobey and Dan Romero
Location: El Matatan
Time: 1:15pm
Estimated Cost: $60

Met with:

Orlando Figus & Mondrell Moore

Discussed value, tax efficient investing, trading fees, ultrashort fixed income, Emerging Markets and US Equity Markets.

Attendees: Greg Tobey and Dan Romero
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $60

Met with:

Jacob Raphaeli

Discussed international stocks, Short term fixed income, balanced opportunities and technology

Attendees: Greg Tobey and Dan Romero
Location: Reunion
Time: 1:15pm
Estimated Cost: $60

Met with:

Dominick Giordano

Discussed industrial, cyber security, buffers, and direct indexing strategies.

Attendees: Greg Tobey and Dan Romero
Location: Habachiana
Time: 1:15pm
Estimated Cost: $80

Met with:

David Martinez

We discussed fixed income, international stocks, value and growth.

Attendees: Greg Tobey and Dan Romero
Location: El Matatan
Time: 1:15pm
Estimated Cost: $60

Met with:

Mike Furlong

Discussed international. global, fixed income and balanced opportunities.

Attendees: Greg Tobey and Dan Romero
Location: Reunion
Time: 1:15pm
Estimated Cost: $80

Met with:

Christine Ripic

Discussed Buffered stock market based investments, with discussion on NASDAQ. Also reviewed living benefits and fixed annuity options.

Attendees: Greg Tobey and Dan Romero
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $60

Met with:

Corrine Robles

Discussed Buffered stock market based investments, focusing on the NASDAQ. Also reviewed living benefits and current variable annuity offerings.

Attendees: Greg Tobey and Dan Romero
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $60