Due Diligence

Met with:

Dominick Giordano

Discussed industrial, cyber security, buffers, and direct indexing strategies.

Attendees: Greg Tobey and Dan Romero
Location: Habachiana
Time: 1:15pm
Estimated Cost: $80

Met with:

David Martinez

We discussed fixed income, international stocks, value and growth.

Attendees: Greg Tobey and Dan Romero
Location: El Matatan
Time: 1:15pm
Estimated Cost: $60

Met with:

Mike Furlong

Discussed international. global, fixed income and balanced opportunities.

Attendees: Greg Tobey and Dan Romero
Location: Reunion
Time: 1:15pm
Estimated Cost: $80

Met with:

Christine Ripic

Discussed Buffered stock market based investments, with discussion on NASDAQ. Also reviewed living benefits and fixed annuity options.

Attendees: Greg Tobey and Dan Romero
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $60

Met with:

Corrine Robles

Discussed Buffered stock market based investments, focusing on the NASDAQ. Also reviewed living benefits and current variable annuity offerings.

Attendees: Greg Tobey and Dan Romero
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $60

Met with:

R. Ryan Capalbo MBA, CRPC

We discussed buffered stock market linked investments along with current market conditions.

Attendees: Greg Tobey and Dan Romero
Location: Monarch Beach
Time: 12:00pm
Estimated Cost: $300

Met with:

Dori Hetrick

We discussed fixed income markets, large cap stocks within the NASDAQ and dynamic covered call strategies to generate income while maintaining potential for capital appreciation.

Attendees: Greg Tobey and Dan Romero
Location: El Matatan
Time: 1:15pm
Estimated Cost: $60

Met with:

Mary Kate Radloff

Discussed their 401k platform. They have an unbundled TPA model and a bundled for Larger plans.  Discussed marketing materials and employee wellness tools.  We also discussed specific managers that we utilize in our 401(k) plans.

Attendees: Greg Tobey, Dan Romero & Jason Martinez
Location: Sushi @ Sushi
Time: 1:15pm
Estimated Cost: $90

Met with:

Drew Mayo

Discussed Global and overseas markets.

Attendees: Greg Tobey
Location: Reunion Kitchen & Drink
Time: 1:15pm
Estimated Cost: $30

Met with:

Alisa Guetzkow

We discussed the economy, utilities and international exposure.

Attendees: Dan Romero & Greg Tobey
Location: Kind’s Fish House
Time: 1:15pm
Estimated Cost: $60